| ROGO Capital LLC |
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TEAM
Lloyd J. Kagin, Principal, has been employed in the investment banking and securities
brokerage industry in a range of senior executive and sales-related positions since 1980,
including Chief Executive Officer of a publicly-traded financial services company, senior
managing director and head of the retail brokerage business unit for a top 20 brokerage
firm, senior marketing and strategy executive, retail brokerage branch manager, and retail
brokerage account representative. Prior to joining ROGO Capital he was the president and
Chief Operating Officer of Viscogliosi & Co., Inc., an investment bank specializing in the
musculoskeletal/orthopedic segment of health care and the managing partner of Securities
Brokerage Consultants LLC, a consulting firm providing advisory services to securities
broker-dealers and investment banks. Mr. Kagin received a BA from New York University in
1978 in neurophysiology, pursued graduate studies in medicine at St. George's University,
School of Medicine in 1979 and pursued graduate studies in accounting and marketing at
Fordham University, School of Business from 1980-1981. He is qualified and registered
with the FINRA having successfully passed the Series 7, 9, 10, 24, and 63 examinations.
Contact information: (561) 988-2600, ljkagin@rogocapital.com
Robert B. Gerstein, Principal, has been employed in the investment banking, asset
management and securities brokerage industries in a range of senior executive, financial,
administrative and operations positions since 1987 including, Chief Financial Officer of the
retail brokerage unit of a publicly traded financial services firm, Chief Executive Officer of a
financial service consulting firm, Chief Financial and Compliance Officer of an asset
management firm and operations and compliance director for a fixed income trading unit of
a publicly traded insurance company. Mr. Gerstein possesses significant experience in
financial reporting, securities operations and compliance, with a strong general
management background in systems, telecommunications, business start-up, and trading
and sales covering both the domestic and international markets in the securities brokerage
and advisory industries. Mr. Gerstein received a BS in management from Northeastern
University, College of Business Administration in 1988. He is qualified and registered with
the FINRA having successfully passed the Series 4, 7, 24, 27, 53, 55 and 63 examinations.
Contact information: (561) 988-2600, rgerstein@rogocapital.com
Michael J. Kuntz, Senior Managing Director- Head of Investment Banking, has been
employed in the investment banking and technology and entertainment industries in a
range of senior executive positions since 1988. As a senior investment banker at
Pennsylvania Merchant Group Ltd, Pacific Growth Equities and Ferris, Baker Watts
investment banks, Mr. Kuntz focused on small to mid-cap emerging growth companies,
raising approximately $1.0 billion of financing for companies in the technology, medical,
biotech and specialty retail industries. He also has significant experience at the operating
company level having served as Chief Financial and Operating Officer at Wet Electrics, a
multi-media software integration company, Cirrus Digital Communications, a broadband
delivery company and CyberAction, a digital content management company. Mr. Kuntz
received his BA in finance from Boston College and an MBA from Duke University. He is
qualified and registered with the FINRA, having successfully passed the Series 7and 63
examinations.
Contact information: (561) 988-2600, mkuntz@rogocapital.com
Jay Hall, Vice President, Investment Banking, has worked with several start-up firms in the
consumer goods and hospitality Industries. He served as marketing manager for Eikon
Media, a privately owned consumer products start-up company in California, before
pursuing his graduate studies in South Florida. Mr. Hall received his BA (2006) and his
MBA (2008) both from the University of Miami where he specialized in the areas of Finance
and Marketing.
Contact information: (561) 988-2600, jhall@rogocapital.com
Lloyd J. Kagin, Principal, has been employed in the investment banking and securities
brokerage industry in a range of senior executive and sales-related positions since 1980,
including Chief Executive Officer of a publicly-traded financial services company, senior
managing director and head of the retail brokerage business unit for a top 20 brokerage
firm, senior marketing and strategy executive, retail brokerage branch manager, and retail
brokerage account representative. Prior to joining ROGO Capital he was the president and
Chief Operating Officer of Viscogliosi & Co., Inc., an investment bank specializing in the
musculoskeletal/orthopedic segment of health care and the managing partner of Securities
Brokerage Consultants LLC, a consulting firm providing advisory services to securities
broker-dealers and investment banks. Mr. Kagin received a BA from New York University in
1978 in neurophysiology, pursued graduate studies in medicine at St. George's University,
School of Medicine in 1979 and pursued graduate studies in accounting and marketing at
Fordham University, School of Business from 1980-1981. He is qualified and registered
with the FINRA having successfully passed the Series 7, 9, 10, 24, and 63 examinations.
Contact information: (561) 988-2600, ljkagin@rogocapital.com
Robert B. Gerstein, Principal, has been employed in the investment banking, asset
management and securities brokerage industries in a range of senior executive, financial,
administrative and operations positions since 1987 including, Chief Financial Officer of the
retail brokerage unit of a publicly traded financial services firm, Chief Executive Officer of a
financial service consulting firm, Chief Financial and Compliance Officer of an asset
management firm and operations and compliance director for a fixed income trading unit of
a publicly traded insurance company. Mr. Gerstein possesses significant experience in
financial reporting, securities operations and compliance, with a strong general
management background in systems, telecommunications, business start-up, and trading
and sales covering both the domestic and international markets in the securities brokerage
and advisory industries. Mr. Gerstein received a BS in management from Northeastern
University, College of Business Administration in 1988. He is qualified and registered with
the FINRA having successfully passed the Series 4, 7, 24, 27, 53, 55 and 63 examinations.
Contact information: (561) 988-2600, rgerstein@rogocapital.com
Michael J. Kuntz, Senior Managing Director- Head of Investment Banking, has been
employed in the investment banking and technology and entertainment industries in a
range of senior executive positions since 1988. As a senior investment banker at
Pennsylvania Merchant Group Ltd, Pacific Growth Equities and Ferris, Baker Watts
investment banks, Mr. Kuntz focused on small to mid-cap emerging growth companies,
raising approximately $1.0 billion of financing for companies in the technology, medical,
biotech and specialty retail industries. He also has significant experience at the operating
company level having served as Chief Financial and Operating Officer at Wet Electrics, a
multi-media software integration company, Cirrus Digital Communications, a broadband
delivery company and CyberAction, a digital content management company. Mr. Kuntz
received his BA in finance from Boston College and an MBA from Duke University. He is
qualified and registered with the FINRA, having successfully passed the Series 7and 63
examinations.
Contact information: (561) 988-2600, mkuntz@rogocapital.com
Jay Hall, Vice President, Investment Banking, has worked with several start-up firms in the
consumer goods and hospitality Industries. He served as marketing manager for Eikon
Media, a privately owned consumer products start-up company in California, before
pursuing his graduate studies in South Florida. Mr. Hall received his BA (2006) and his
MBA (2008) both from the University of Miami where he specialized in the areas of Finance
and Marketing.
Contact information: (561) 988-2600, jhall@rogocapital.com