Robert B. Gerstein
Seasoned investment
banking professionals:
- Highly experienced team of
investment banking
professionals.
- Raised more than $1 billion for
small and mid-sized companies.
- In-depth industry knowledge.
- Broad transactional skills.
- Intimate understanding of issues
facing small and middle market
companies.
- Strong distribution capabilities
to institutional investors.
Robert B. Gerstein,Senior Managing Director, has been securities
brokerage industries in a range of senior executive, financial,
administrative and operations positions since 1987 including, Chief
Financial Officer of the retail brokerage unit of a publicly traded financial
services firm, Chief Executive Officer of a financial service consulting
firm, Chief Financial and Compliance Officer of an asset management
firm and operations and compliance director for a fixed income trading
unit of a publicly traded insurance company. Mr. Gerstein possesses
significant experience in financial reporting, securities operations and
compliance, with a strong general management background in
systems, telecommunications, business start-up, and trading and
sales covering both the domestic and international markets in the
securities brokerage and advisory industries. Mr. Gerstein received a
BS in management from Northeastern University, College of Business
Administration in 1988. He is qualified and registered with the FINRA
having successfully passed the Series 4, 7, 24, 27, 53, 55 63 and 79
examinations.
Contact information: (561) 445-1630, rgerstein@rogocapital.com
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