

About ROGO
ROGO Capital LLC is a boutique investment banking and full service brokerage firm providing a broad range of financing solutions and
investment banking services to small and middle market companies, principally in the consumer products, financial services, healthcare, media
and technology industries. We provide our institutional and high net worth clients with a broad range of advice, products and services to fulfill
their investment needs and specialize in underwritings and distribution of private placement securities of our investment banking clients to these
institutional and high net worth investors.
The experienced professionals at ROGO recognize the investment banking needs of both publicly and privately owned companies and their
shareholders. ROGO Capital’s mission is to provide to the owners of these high growth companies the full range of sophisticated services they
require to take the fullest advantage of their growth opportunities.
As part of the services we provide to investment banking clients, ROGO Capital distributes their underwritings and private placement transactions
to financial and strategic institutional investors. Our institutional sales professionals are focused on introducing our investment banking clients to
our institutional clients.
ROGO Capital offers a full range of strategic wealth management products and services. Our philosophy and practice is to offer exceptional
advisory services, provided by seasoned professionals that stress capital preservation through prudent planning and the creation of customized
solutions that address the unique needs of each individual client. All accounts are held by and all securities transactions are cleared through
Sterne, Agee & Leach, Inc., a member of the New York Stock Exchange.