ROGO Capital LLC
OVERVIEW

ROGO Capital LLC is a boutique investment banking firm providing a broad range of
financing solutions and investment banking services to small and middle market companies,
principally in the consumer products, energy, financial services, healthcare, industrial and
technology industries.  We specialize in underwritings and the distribution of private
placement securities of our investment banking clients to institutional investors. The
experienced professionals at ROGO Capital recognize the investment banking needs of
both publicly and privately owned companies and their shareholders. Our mission is to
provide to the owners of these high growth companies the full range of sophisticated
services they require to take the fullest advantage of their growth opportunities. As part of
the services we provide to our investment banking clients, we distribute their underwritings
and private placement securities to financial and strategic institutional investors. Our
institutional sales professionals are focused on introducing our investment banking clients
to our institutional clients. ROGO Capital LLC is a broker-dealer registered with the U.S.
Securities and Exchange Commission and is a member firm of the Financial Industry
Regulatory Authority (
FINRA); the Securities Investor Protection Corporation (SIPC); and
the Municipal Securities Rule Making Board (
MSRB).